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What Protections Does the Safe Harbor Provide?

For plan fiduciaries seeking to add alternative investments to 401(k) lineups, the Department of Labor’s recently proposed rule, which offers a regulatory safe harbor, would make the proposition...

Month-in-Review: March 2026

Quick Takes Equities Fell. U.S. stocks fell in March with the S&P 500 index falling 5%, the Nasdaq 100 falling 4.8%, and the Dow falling 5.2% as the War in Iran and concerns over private...

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Don Williams, CMFC®, CRPC®